Category

Compliance

Breaking News: DOJ Issues New Guidance for Compliance Officers on Quality of Compliance Programs

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The DOJ Fraud Section’s “Evaluation of Corporate Compliance Programs” puts chief compliance officers, the “C Suite” and the Board of Directors on notice about how the adequacy of their companies’ compliance programs will be evaluated by prosecutors if investigated. The publication outlines specific factors that prosecutors should consider in conducting…

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PWC State of Compliance Study 2016

PwC State of Compliance Study 2016

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Laying a Strategic Foundation for Strong Compliance Risk Management  For many companies, increasingly complicated regulations and a heightened level of regulatory scrutiny have resulted in more challenging — and at times inefficient — compliance and ethics management. Therefore, it’s critical for companies to establish a culture of compliance and ethics,…

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