Conselium is representing an International Financial Leader presently doing business in 145 countries. The Compliance Director – Financial Intelligence Unit will report to the Chief Compliance Officer.
This International Financial Leader:
- -Continues to grow the business organically and though acquisitions
- -Has a strong values system based on valuing our customers, our employees, our partners
- -Offers an entrepreneurial environment that affords you great opportunity to shape and influence the business
- -The key executive team has been in place for 10 + years providing continuity in our growth-
What You Bring:
- -Dynamic leader who performs, executes and delivers results
- -Great vision and creativity to develop processes to protect against fraudulent activities
Expectations the First Year:
- -Expand coverage of FIU reach into additional markets
- -Begin integration of disparate tracking systems i.e. SARs into one comprehensive system
- -Develop a Big Picture strategy to evaluate patterns of fraudulent behaviors beyond what is accomplished by SAR reporting
Responsibilities of Compliance Director FIU:
- -Develops, implements, oversees, and reports on Enterprise AML processes, tools, standards, and procedures related to the functions supported by the Financial Intelligence Unit. These functions include: (1) Monitoring and reporting of suspicious activity, and (2) Development and implementation of procedures and analytics designed to detect and investigate criminal typologies, unusual or suspicious patterns related to money laundering, terrorist financing, financial crimes and fraud
- -Provides overall management of the daily operations related to the Company’s SAR monitoring and reporting unit and financial intelligence unit responsible for financial investigations
- -Ensures efficient and effective risk and compliance management practices, to include: identifying issues, determining root causes, and taking corrective action through staff training, process or system enhancements
- -Leads and mentors the Financial Intelligence Unit Analysts to perform transaction monitoring, case investigations and SAR filings as necessary
- -Responsible for planning and organizing the deployment of large complex system integrations and implementations to increase efficiencies with regard to AML operations
Requirements of Compliance Director FIU:
- -Education: Bachelor’s Degree
- -Experience: Minimum 8 years’ experience handling investigations in the financial services industry
- -Specific Knowledge: (1) Knowledge of AML/CTF, BSA, Patriot Act, and (2) Understanding of complex transaction patterns like: drug trafficking, human trafficking, tax evasion, fraud, prohibited on-line gambling
- -Managerial Experience: Several years managing or overseeing an FIU department
- -Knowledge of financial services: including wires, electronic payments and payment instruments
- -Certifications Required: CAMS or Certified Fraud Examiner (CFE)
Relocation Policy:
- -Relocation to Los Angeles provided by client…..THIS POSITION CANNOT BE DONE REMOTELY
Application Process:
- -Send CV as WORD document along with present compensation to: maurice@conselium.com
