Location: Louisville, KY (Relocation package considered)
We are representing a large Entertainment and Gaming company based in Louisville, KY.
Why Join Us:
- Publicly listed business with over 50% stock price growth in the past 12 months
- Over 4,000 employees throughout the US at multiple large sites
- Impressive and dynamic executive and legal teams, encouraging legal and compliance focus from top down
- Opportunities for advancement and promotion
- Continuing investment in raising service levels and improving business infrastructure
- Opportunity to align the compliance and legal programs with the business to encourage growth
Expectations first 12 months:
- Develop strong working relationships and partnerships with key executive management team members
- Work alongside General Counsel in continuing process and policy improvement in relation to AML program
- Develop and improve upon existing compliance and ethics programs
Responsibilities:
- Develop and maintain compliance and ethics policies and procedures for the company-wide compliance program
- Serves as Anti-Money Laundering lead, including oversight of the program in all locations via team of regional compliance officers
- Managing compliance hotline, ensuring responses are appropriate and timely
- Working directly with various business units and executives in relation to compliance issues; Where necessary ensuring investigation and responses are made as appropriate
- Respond to alleged violations of rules, regulations, policies, procedures, and standards of conduct, oversees a system for uniform handling of such violations
- Monitor the performance of the compliance program and compliance activities of other departments and business units – understanding status of all compliance activities and to identify trends, risks, areas of improvement and corrective action plans
- Provide reports on a regular basis to Senior Management and Executive Board
- Manage relationships with external regulators, liaising and reporting as necessary
- Develop compliance training program, including appropriate introductory training for new employees as well as ongoing training for all employees and managers
- Manages various other legal matters as instructed by General Counsel, in relation to legal experience that you bring
Requirements:
- JD and license for Kentucky, or willingness and eligibility to obtain license
- Minimum of eight years of relevant compliance experience
- Experience built at a large publicly listed business, ideally but not essentially within Gaming or Financial Services
- You must be comfortable working in a dynamic and fast-paced environment, making business-focused decisions when under pressure and liaising directly with executive business heads daily
- Strong understanding of AML compliance built in a large firm with a positive regulatory track record
Relocation Policy:
- Relocation package considered for candidates with appropriate background and skills
Application Process for Senior Counsel & Corporate Compliance Officer: Qualified professionals are to submit CV as WORD document along with current compensation to: steve@conselium.com
Published by Conselium Executive Search, the global leader in compliance search.
